Monday, August 25, 2025

The SBA and PROscenium

Proscenium

pro-SEE-nee-uhm

 

The part of the stage that is in front of the curtain.

 

From Latin proscenium, from Greek proskenion, from pro- (before) + skene (scene).

 

“Pay no attention to that man behind the curtain”

-Wizard of Oz after Toto pulls back the curtain

 

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TIP OF THE WEEK

 

If you pull back the curtain on the changes in the new SBA SOP 50-10-8, SBA is concerned about the adequacy of equity injections for business acquisitions.

 

Added language makes it clear that “search funding” is not eligible for the 7(a) Loan Program.

 

A search fund is an investment vehicle through which an entrepreneur raises funds from investors in order to acquire a company in which the entrepreneur wishes to take an active, day-to-day leadership role.

 

SBA will consider any investment subject to an agreement to repay equity or make distributions to recover an investor’s investment prior to release of the guaranty (e.g., certain types of redeemable preferred stock) to be debt and not equity.

 

_________________________________________

 

Indices:

PRIME RATE= 7.50%

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SBA 504 Loan Debenture Rate for August

 

For 20 year debentures, the debenture rate is only 4.91% but note rate is 4.98186% and the effective yield is 6.255%.

For 25 year debentures, the debenture rate is only 4.96% but note rate is 5.01254% and the effective yield is 6.237%.

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AHEAD OF THE YIELD CURVE

 

The curtain does not need to be pulled back on revisions to economic data.

 

Revisions for May and June jobs were larger than normal.   With these revisions, employment in May and June combined is 258,000 lower than previously reported.

 

Revisions are part of the normal process used to gauge job gains and losses in the U.S.

 

The confidence interval for preliminary estimates from the payroll surveys is +/-136,000 at a confidence level of 90%, according to the Employment Situation technical notes. A confidence interval shows the range of values that are expected for the survey’s results to fall between if the survey were repeated many times.   This is another way of saying it’s highly likely that the actual number of jobs gained or lost would be within 136,000 jobs of the preliminary estimate.

 

For example, the July estimate of 73,000 jobs gained came with a +/- 136,000 confidence interval. This suggests the true value is likely between 63,000 jobs lost and 209,000 jobs gained.

 

Final revisions for June are scheduled for release with the Sept. 5 Employment Situation report.   The average revision from preliminary to final since 2023 is a relatively modest reduction of 32,000 jobs.

 

Revisions to the Federal Reserve’s release on capacity utilization are insignificant.

 

The preliminary estimate for June’s capacity utilization was 77.6 but was revised to 77.7.

 

In July, capacity utilization moved down to 77.5 percent.

 

A decline in utilities output, plus a contraction in mining activity, fueled the contraction.

 

Within manufacturing, durable goods output increased 0.3 percent and nondurable goods production fell 0.4 percent in July.

 

Here is what capacity utilization has been doing and this week's interesting little table of data:

 

2007- 81.5

2008- 79.9

2009- 66.9

2010- 74.8

2011- 76.7

2012- 79.0

2013- 77.8

2014- 78.8

2015- 76.5

2016- 75.4

2017- 76.2

2018- 78.5

2019- 79.7

2020- 74.5

2021- 76.4

2022- 80.0

2023- 78.5

2024- 76.8

 

What does all this mean?

 

I don’t know.

 

The Federal Reserve watches this report closely to see if production constraints are threatening to cause inflationary pressures.

 

Normally the Fed does not feel there are inflationary pressures until the capacity utilization rate is about 82%.

 

Minutes from the Federal Reserve’s last meeting on monetary policy noted that the Committee might face difficult tradeoffs if elevated inflation proved to be more persistent while the outlook for the labor market weakened.

 

Probabilism proliferates with profligate prognostications.

 

 

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OFF BASE

 

The Federal Reserve might face difficult tradeoffs?

 

Sounds like probabilism.     Probabilism, from Latin probare, to test, approve, is a theory that certainty is impossible especially in the sciences and that probability suffices to govern belief and action

 

How to deal with probabilism?

 

In his 1936 essay “The Crack-Up,” F. Scott Fitzgerald writes that “the test of a first-rate intelligence is the ability to hold two opposed ideas in the mind at the same time, and still retain the ability to function.”

 

Here is something that is certain.   A three day weekend approaches.

 

The Federal Reserve has proscribed banks from being open on the following days:

 

Labor Day September 2

Columbus Day October 14

Veterans Day November 11

Thanksgiving Day November 28

Christmas Day December 25

Monday, May 19, 2025

The SBA and PROperate

properate

pro per ate

speed up

quicken

hasten

From Latin properatus, past participle of properare, from properus speedy

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TIP OF THE WEEK

 

Have you wished something would just hurry up and be done with?    That’s properation.

 

Effective June 1st is the new SOP 50-10-8.

 

It is a return to time-tested, prudent lending policies SBA Lenders should be familiar with.

 

The differences between SBA and SSBCI guarantees are unique.

 

It would be proficuous to know the distinctions.

 

_________________________________________

 

Indices:

PRIME RATE= 7.50%

________________________________________

SBA 504 Loan Debenture Rate for May

 

For 20 year debentures, the debenture rate is only 5.07% but note rate is 5.14339% and the effective yield is 6.416%.

For 25 year debentures, the debenture rate is only 5.14% but note rate is 5.17343% and the effective yield is 6.397%.

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AHEAD OF THE YIELD CURVE

 

The Federal Reserve will not be properating any cuts to interest rates.

 

The Fed Open Market Committee left the fed funds target rate range at 4.25 to 4.50 percent at the end of the May 6-7 meeting.

 

It’s statement on monetary policy said it “judges that the risks of higher unemployment and higher inflation have risen.”

 

I walked into Home Depot to see where the price of 2 x 4s are.

 

Douglas Fir 8 foot 2 x 4s are always at the front by the door at every store in America.

 

This is the most widely used wood in the country.    It was what was used for all the railroad ties and telegraph poles when the west was being settled.

 

Every new home and existing home project uses this 2x4.

 

As far as I could recall, the price of that 2x4 was consistently under $3.

 

Now every time I go into Home Depot, I check the price of this 8 foot 2x4.

 

Here is the price of the Douglas Fir 8 foot 2x4 over the last couple of years:

 

5/15/2025              $3.83

5/15/2024            $3.63

10/31/2023         $3.07

7/22/2023            $3.63

7/16/2023            $3.63

5/6/2023              $3.34

4/1/2023              $2.98

2/18/2023            $2.98

2/12/2023            $2.98

9/24/2022            $3.97

8/12/2022            $4.65

6/4/2022              $5.92

5/22/2022            $6.64

 

What does this mean?

 

The price of soft lumber is up just over 5 ½ % from a year ago.

 

Can’t really blame tariffs for that.

 

Canadian lumber accounts for roughly 30% of the U.S. softwood lumber supply, making tariffs a significant factor for downstream industries like homebuilding and manufacturing.

 

As of today, Canadian softwood lumber entering the United States is subject to a combined 14.54% tariff rate.

 

On April 2 Canadian softwood lumber was exempted from the new 25% reciprocal or baseline tariffs applied to other Canadian goods.

 

This exemption was a critical win for the forest value chain, maintaining the status quo at 14.54% and avoiding a cost spike that could have disrupted markets.

 

While the price of lumber may not be jumping, long term interest rates are.

 

At the most recent auction of 30 year Treasury bonds, the high yield was awarded at 4.819 percent versus 4.813 percent a month ago and 4.623 percent two months ago.

 

The offering amount at $25 billion is up from $22 billion last month.

 

Increases in the amounts auctioned impacts rates from the supply and demand side.

 

The U.S. Treasury Department has sharply increased its borrowing estimate for the current quarter, projecting $514 billion in net marketable debt from April through June. That marks a stunning 317% jump from its earlier forecast of $123 billion, made just two months ago.

 

The big shift is largely due to the government starting the quarter with far less cash on hand than expected.

 

Treasury expected to have $850 billion in its coffers by the end of March. Instead, the balance was just $406 billion.

 

The lower balance is mostly the result of Congress still not raising the federal debt ceiling, which limits the government's ability to issue new debt.

 

Congressional properation and procrastination will prognosticate longer term interest rates.

 

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OFF BASE

 

The week will properate.

 

A three day weekend approaches.

 

The Federal Reserve has proscribed banks from being open on the following days:

 

Monday, May 26: Memorial Day

Thursday, June 19: Juneteenth

Friday, July 4: Fourth of July

Monday, Sept. 1: Labor Day

Monday, Oct. 13: Columbus Day

Thursday, Nov. 27: Thanksgiving

Thursday, Dec. 25: Christmas

Monday, April 14, 2025

The SBA and Prodigal 

 

prodigal

prod·i·gal

characterized by profuse or wasteful expenditure : lavish recklessly spendthrift

Latin prodigus, from prodigere to drive away, squander, from pro-, prod- forth + agere to drive

 _____________________________________________


PROTREPTIC OF THE WEEK

 

SBA Guarantee Fees effective March 26, 2025:

For loans of $150,000 or less: 2% of the guaranteed portion.

For loans of $150,001 to $700,000: 3% of the guaranteed portion.

For loans of $700,001 to $5,000,000: 3.5% of the guaranteed portion of the loan up to and including $1,000,000, plus 3.75% of the guaranteed portion over $1,000,000.

 

Per SBA Notice 5000-865758 just released.

 

Guarantee fees remain at 2.5% of guaranteed portion for SSBCI guarantees.

 

_________________________________________

 

Indices:

PRIME RATE= 7.50%

________________________________________

SBA 504 Loan Debenture Rate for March

 

For 20 year debentures, the debenture rate is only 4.97% but note rate is 4.82471% and the effective yield is 6.315%.

For 25 year debentures, the debenture rate is only 4.97% but note rate is 5.02251% and the effective yield is 6.246%.

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AHEAD OF THE YIELD CURVE

 

The prodigal son, the bond vigilantes, return.

 

Rates on the longer end of the yield curve continue to climb.

 

At last week’s $22 billion auction of 30-year Treasury bonds the high yield was awarded at 4.813 percent versus 4.623 percent a month ago.

 

This continues to be a reduced offering compared to a $25 billion average a year ago.

 

Normally the reduced supply would cause prices to go up causing the yields to go down.

 

Here is what the 30 year Treasury bond has been doing and this week’s interesting little table of data:

 

2001- 5.49

2002- 5.43

2003- ND

2004- ND

2005- ND

2006- 4.91

2007- 4.84

2008- 4.18

2009- 3.89

2010- 4.61

2011- 2.89

2012- 2.77

2013- 3.25

2014- 3.97

2015- 2.91

2016- 2.32

2017- 3.16

2018- 3.13

2019- 2.594

2020- 1.216

2021- 1.88

2022- 2.375

2023- 3.741

2024- 4.015%

 

Wait a minute, why no numbers for 2003, 2004, and 2005?

 

One month after the 9/11 attacks, the Treasury 30 year bond is discontinued. When the Treasury mothballed the 30-year bond in 2001, experts speculated it was trying to drive down long-term interest rates, which had remained stubbornly high while the Federal Reserve was slashing short-term interest rates to revive the economy. When the Treasury discontinued the 30-year bond in 2001, its yield fell 35 basis points in one day. Why? A shrinking supply of the 30-year Treasury bond caused increased demand to drive rates down.

 

So what does all this mean?

 

I don’t know.

 

The long end of the yield curve prognosticates inflationary expectations and ultimately market rate expectations.

 

Just after Labor Day last year the inversion of the yield curve ended with two year treasury rates now below the 10 year yield.

 

The yield curve had been inverted for a staggering 783 consecutive days, the longest such period in U.S. history.

 

More procellous promulgations on the yield curve is profligate.

 

 

 

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OFF BASE

 

Prodigal Son is the only song on the Rolling Stones album “Beggars Banquet” not written by Mick Jagger and Keith Richards.

 

It was written by Reverend Robert Wilkens, an African American/Cherokee country blues guitarist from the 1920s.

 

 

Monday, March 10, 2025

The SBA and PROducent

Producent

pro·du·cent

one that produces (as a witness or a document) from Latin pro "before, forth" + ducere "to bring, lead"

This is really just a fancy way to say producer.   In legal terms it is one that exhibits; one that offers.

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PROTREPTIC OF THE WEEK

 

The new administrator of the SBA was the producent of a policy notice (5000-865754) that now requires ALL owners (100%) of a small business applying for financial assistance must either be US Citizen or Lawful Permanent Resident.

 

In addition, SBA faces a programmatic shutdown on March 14th.   As of March 4, total 7(a) gross volume since October 1 is now $14,988,635,600 leaving only $831,987,688 million available in authority.

 

This allows for about $83.2 million/day.   Last Tuesday saw $193.1 million in gross volume for just that one day.

 

The current Continuing Resolution, which funds the government expires Friday, March 14 at midnight.

 

Another continuing resolution or a government shutdown will occur.

 

SSBCI guarantees are NOT impacted.

 

It would be proficuous to know the difference.

 

_________________________________________

 

Indices:

PRIME RATE= 7.50%

________________________________________

SBA 504 Loan Debenture Rate for MARCH

 

For 20 year debentures, the debenture rate is only 4.97% but note rate is 4.82471% and the effective yield is 6.315%.

For 25 year debentures, the debenture rate is only 4.97% but note rate is 5.02251% and the effective yield is 6.246%.

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AHEAD OF THE YIELD CURVE

 

The producents at the Federal Reserve meet on monetary policy March 18 and 19.

 

Prospicient prognostications proliferate with our procurators of interest rates, the Federal Reserve.

 

30-Day Fed Fund futures pricing data have long been relied upon to express the market’s views on the likelihood of changes in U.S. monetary policy.

 

Here are the Futures Implied Fed Funds

Mar-31-2025      4.32750

May-30-2025      4.25000

Aug-29-2025       3.94500

Nov-28-2025      3.70500

Feb-27-2026       3.58000

Aug-31-2026       3.47500

Feb-26-2027       3.36500

 

What does all this mean?

 

I don't know.

 

The current fed funds target rate is 4.25% to 4.50%.

 

The long end of the yield curve usually prognosticates inflationary expectations and ultimately market rate expectations.

 

Last month’s auction of 30 year treasury bonds had a high yield of 4.748 percent versus 4.913 percent a month ago.

 

This week the auction will be on Thursday for $22 billion.    This continues to be a reduced offering compared to a $25 billion average a year ago.

 

As a result, the reduced supply has caused prices to go up causing the yields to go down.

 

On the shorter end of the curve, auction sizes for both the three month and six month weekly auctions are still at near record levels.   Last week the auction size for the three month treasury bill was $76 billion.

 

More procellous promulgations on the yield curve’s slope is profligate.

 

 

__________________________________________

 

OFF BASE

 

The day after daylight savings is not a holiday.

 

Saint Patrick’s Day isn’t either.

 

Our next holiday is not until Memorial Day.

 

Here are the upcoming Federal Reserve Holidays:

 

Monday, May 26: Memorial Day

Thursday, June 19: Juneteenth

Friday, July 4: Fourth of July

Monday, Sept. 1: Labor Day

Monday, Oct. 13: Columbus Day

Thursday, Nov. 27: Thanksgiving

Thursday, Dec. 25: Christmas

Monday, January 13, 2025

proscription

pro-SKRIP-shuhn

A prohibition or the act of prohibiting, particularly one imposed by law.

Latin proscribere (to publish in writing, to name someone as outlawed), from pro- (front) + scribere (write).

 

Proscription is the opposite of prescription.

Prescription is written instructions on what to do.

Proscription is written instructions on what not to do.

 

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PROTREPTIC OF THE WEEK

 

The proscription for use of proceeds with SBA loans is that you can not repay delinquent taxes.    You also can not use loan proceeds to repay a shareholder note.

 

The same proscription regarding repayment of delinquent taxes also applies to the State Small Business Loan Guarantee Program.

 

Shareholder notes however can be repay with a SBLGP loan.

 

It would be proficuous to know the difference.

 

_________________________________________

 

Indices:

PRIME RATE= 7.50%

________________________________________

SBA 504 Loan Debenture Rate for JANUARY

 

For 20 year debentures, the debenture rate is only 5.24% but note rate is 5.31491% and the effective yield is 7.038%.

For 25 year debentures, the debenture rate is only 5.24% but note rate is 5.29403% and the effective yield is 6.517%.

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AHEAD OF THE YIELD CURVE

 

The economy ended the year on a strong note with 256,000 new jobs for December.

 

The current streak of positive job growth of 48 months is now in second place for longest job streaks in US History.

 

The longest streak was 113 months that ended in early 2020.

 

Here are the latest jobs numbers from the Bureau of Labor Statistics.

 

2024      2,230,000

2023     2,700,000

2022      4,810,000

2021       7,270,000

2020    -9,370,000

2019     2,108,000

2018      2,679,000

2017      2,110,000

2016      2,160,000

2015     2,740,000

2014     3,116,000

2013     2,074,000

2012     2,193,000

2011     2,103,000

2010    1,022,000

2009    -5,052,000

2008    -3,617,000

2007    1,115,000

2006    2,071,000

2005    2,484,000

2004    2,019,000

 

What does all this mean?

 

I don't know.

 

Of the total 256,000 new jobs in December, 33,000 were government jobs.

 

How many government employees are there in the United States?

 

There are a little less than 23 million public employees.

 

2.4 million are in the federal government.   What’s striking is that the federal government workforce has remained relatively flat over the last seven decades.

 

Of course, over such a long period, the population of the United States would have increased considerably. So it probably makes more sense to look at the public workforce as a percentage of the population.

 

In 1960 federal employees accounted for 1.07% of all jobs.   It has now declined to 0.7% of all jobs.

 

That makes the federal government the nation’s single largest employer, with even more workers than Walmart, Amazon or McDonald’s.

 

The federal government spent roughly $271 billion last year to compensate all those civilian federal employees.

 

With the budget deficit projected to be $1.9 TRILLION, firing all government workers would barely dent the deficit.

 

As a result, the government continues to borrow.

 

The weekly 3 month treasury bill auction was at a record $84 billion for the second week in a row.    The rate came in at 4.205 percent.

 

Results for the $22 billion 4.50 percent 30-year bond resulted in a high yield awarded at 4.913 percent versus 4.535 percent a month ago.

 

Fed policymakers meet on January 28-29.      There will be little reason to ease the fed funds target rate range and fight the bond market on the longer end of the yield curve.

 

 

__________________________________________

 

OFF BASE

 

A three day weekend approaches.

 

In addition to setting monetary policy, the Federal Reserve also proscribes what days you can work.

 

Here are the upcoming Federal Reserve Holidays:

 

Monday, Jan. 20: Martin Luther King, Jr.'s Birthday 

Monday, Feb. 17: Washington's Birthday 

Monday, May 26: Memorial Day 

Thursday, June 19: Juneteenth 

Friday, July 4: Fourth of July 

Monday, Sept. 1: Labor Day 

Monday, Oct. 13: Columbus Day 

Tuesday, Nov 11: Veterans Day

Thursday, Nov. 27: Thanksgiving 

Thursday, Dec. 25: Christmas